As market leader, LINK has the area of Compliance as one of the central pillars of its business.
LINK does more than simply provide financial results for its clients. It is totally committed to the superlative
quality and integrity of its services.
The activities of the area of Compliance guarantee to the clients that there are other factors as relevant as
the results themselves. We always bear in mind that in a risk market, there is nothing as important as the security
of the operations, and the reliability of the processes involved in each case. Among these concerns , there are the
prevention and fight against money laundering, the creation and monitoring of the internal regulations and controls and
the cultural organization.
Examine LINK’s principle and rules of conduct and see how these guarantee an effective and rigorous compliance in our day-to-day business practice:
Link does not operate its own portfolio
It is not permitted for the Controllers, Executives and Employees (any member of LINK's staff)
to have a position in any derivatives (with the exception of agribusiness provided that any position
is constituted as a hedge) or options market.
All telephone calls are recorded.
All information about clients is treated with the utmost discretion and confidentiality.
All financial liquidations can only be made by the clients themselves via Available Electronic Transfer
(Transferência Eletrônica Disponível or TED). Payments by third parties are not accepted.
The use of mobile phones at the operating desk and in the meeting rooms is strictly prohibited.